UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

FORM SD
Specialized Disclosure Report

 

DOVER CORPORATION
(Exact Name of Registrant as Specified in its Charter)

 
 	 	 	 	 	
Delaware	 	1-4018	 	53-0257888	
(State or other Jurisdiction
of Incorporation or Organization)	 	(Commission
File Number)	 	(I.R.S. Employer
Identification No.)	
3005 Highland Parkway
Downers Grove, Illinois 60515
(Address of Principal Executive Offices)
Beverly Wyckoff, (630) 541-1540
(Name and telephone number, including area code, of the person to contact in connection with this report)

Check the appropriate box to indicate the rule pursuant to which this form is being filed, and provide the period to which the information in this form applies:
 
x	Rule 13p-1 under the Securities Exchange Act (17 CFR 240.13p-1) for the reporting period from January 1 to December 31, 2014.	

 

Item 1.01 Conflict Minerals Disclosure and Report
Dover Corporation is unable at this time to determine whether any of the tin, tantalum, tungsten or gold (the “Conflict Minerals”) used in its products may have originated in the Democratic Republic of the Congo or adjoining countries in circumstances that support armed groups in the region.
Item 1.02 Exhibit
A Conflict Minerals Report is submitted as an Exhibit to this Report and is available at the following internet website: http://www.dovercorporation.com/globalnavigation/about-dover/governance/conflict-minerals .
Item 2.01 Exhibits
Exhibit 1.01 — Conflict Minerals Report as required by Items 1.01 and 1.02 of this Form.

SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the duly authorized undersigned.

Date: May 29, 2015	 	 	 	DOVER CORPORATION	
 	 	 	 	(Registrant)	
 	 	 	 	
 	 	 	 	By:	 	/s/ Brad M. Cerepak	
 	 	 	 	 	 	Brad M. Cerepak, Senior Vice President &
Chief Financial Officer	

EXHIBIT INDEX

Exhibit
No.	  	Description	
 	 	
1.01	  	Conflict Minerals Report for the year ended December 31, 2014	

Exhibit 1.01

Dover Corporation
Conflict Minerals Report
For the Year Ended December 31, 2014
The Company has made statements in this Conflict Minerals Report that may constitute forward-looking statements about its plans to take additional actions or to implement additional policies or procedures with respect to its “reasonable country of origin inquiry” and due diligence to determine the origin of Conflict Minerals included in the Company products. The Company undertakes no obligation to update or revise any forward-looking statement, whether as a result of new information, future events or otherwise. The Company’s reporting obligations under the Dodd-Frank Act may change in the future, and its ability to implement certain processes may differ materially from those anticipated or implied in this report. Additionally, the Company relies on its direct material suppliers, which may be many steps removed from smelters or refiners of Conflict Minerals in supply chains, for information required to meet its reporting obligations. There can be no assurance that the information received from its direct suppliers will be complete and accurate or that when the Company receives such information, it will be able to make a determination as to whether the products manufactured contain Conflict Minerals originating in certain countries in support of armed groups operating in those countries.
This report for the year ended December 31, 2014 is presented to comply with Rule 13p-1 under the Securities Exchange Act of 1934 (the “Rule”). The Rule was adopted by the Securities and Exchange Commission (the “SEC”) to implement reporting and disclosure requirements related to conflict minerals as directed by Section 1502 of the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010 (the “Dodd-Frank Act”). The Rule imposes certain reporting obligations on SEC registrants whose manufactured products contain conflict minerals that are necessary to the functionality or production of their products. “Conflict Minerals” are defined as cassiterite, columbite-tantalite, gold, wolframite, and their derivatives, which are limited to tin, tantalum, tungsten, and gold.
Based on information received to date, Dover Corporation (“Dover” or the “Company”) is unable to conclude whether the Conflict Minerals used in its products may have originated from the Democratic Republic of the Congo (the “DRC”) or adjoining countries (collectively, the DRC and adjoining countries are the “Covered Countries”) in circumstances that support armed groups in the region.
The information contained in this report is not audited.
The Company conducted a Reasonable Country of Origin Inquiry (“RCOI”) concerning Conflict Minerals included in its products.
 
1

1. Products. The Company’s products include a variety of industrial equipment as outlined below. These products, along with their manufacturing locations, are more fully described on its website, www.DoverCorporation.com.
Energy. Drilling and production equipment manufactured by the Company’s Energy segment includes tantalum, tin and gold associated with electronic components. Tantalum and tungsten may be included in drilling and production products where required for hardness.
Engineered Systems. Products in the Company’s Engineered Systems segment include electronic components that incorporate tantalum, tin and gold. Other product lines incorporate tungsten and tantalum where required for durability or strength.
Fluids. Products in the Company’s Fluids segment include electronic components that incorporate tantalum, tin and gold. Product lines incorporate tungsten and tantalum, as in the pump product lines, where required for durability.
Refrigeration and Food Equipment. Products manufactured in the Company’s Refrigeration and Food Equipment segment include electronic components that incorporate tantalum, tin and gold. Lighting in the refrigeration and food equipment may include tungsten. Other industrial product lines may include tantalum and tungsten where required for durability.
2. Policy. The Company has adopted a “conflict free” supply chain policy. The policy has been communicated to suppliers through the Company’s Supplier Code of Conduct and through its efforts to implement related terms and conditions in supplier contracts. The policy is available on the Company’s website at: http://www.dovercorporation.com/File%20Library/pdf/Conflict-Minerals-Policy-2014-01.pdf
3. Design of the Due Diligence Process.
The Company has undertaken to identify and assess the conflict mineral risk in its supply chain in accordance with The Organization for Economic Co-operation and Development (OECD) Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High Risk Areas,  including the  Supplement on Tin, Tantalum and Tungsten , and the Supplement on Gold  (the “OECD Guidance”) and in accordance with the requirements of the Dodd-Frank Act. The Company’s activities are described in the five steps outlined in that OECD Guidance:
Step 1. Establish Strong Company Management Systems.
In 2013, the Company appointed a steering committee within Dover to oversee the implementation of the OECD Guidance. To manage the day-to-day administration of the RCOI process, the Company appointed a separate Conflict Minerals team. The Company retained a major accounting firm to assist it in the preliminary planning and initial execution of its RCOI in accordance with the standards set forth in the OECD
 
2

Guidance, and selected, developed and implemented a survey tool and database functionality that allows it to receive, review and report on the results of its survey process. The Company has implemented a process to retain the information obtained through the survey tool for a period of not less than five years.
Step 2. Identify and Assess Risks in the Supply Chain
The Conflict Minerals team engaged with operating company supply chain, operations and engineering personnel to determine the applicable categories of purchasing activity and to identify parts, materials and components which its operating companies reasonably expected may contain Conflict Minerals or where mineral content is unknown.
The Company has issued surveys to suppliers of parts, materials and components that potentially include Conflict Minerals based on classifications in the Company’s spend management system and information available through supply chain and engineering personnel. The Company followed up on survey responses that had discrepancies or did not address the survey questions.
In many cases, suppliers were unable to identify the smelters or countries of origin in their supply chain. Many suppliers responded to the survey at the company level, by providing information related to all of the items the supplier produces, without identifying smelters specific to the items purchased by the Company.
In three instances, suppliers listed in their survey responses smelters located in the Covered Countries, and in each case, the identified smelters are included in the list of smelters that are compliant with the “Conflict Free Smelter Program” of the Electronic Industry Citizenship Coalition (“EICC”).
The Company has identified 241 smelters with EICC smelter identification numbers (the “EICC List”) from the information provided by its suppliers. It has also received over 1,000 names of entities identified by suppliers as “smelters” but do not appear on the EICC List. The information provided for these entities is not adequate for the Company to verify that the identified entities are, in fact, smelters.
A number of suppliers have identified that the Conflict Minerals included in their products come from recycled sources, but generally could not certify that all of the Conflict Minerals used come from recycled sources.
The Company relies on its suppliers to conduct the intermediate due diligence of second, third or lower level suppliers, and based on the responses from suppliers in its inquiry, suppliers have not received sufficient information to be able to complete those inquiries to date.
Step 3. Design and Implement a Strategy to Respond to Identified Risks.
The Company’s management is briefed on the status of due diligence efforts on a regular basis. The Company’s Conflict Minerals Policy has been distributed to the
 
3

operating companies in each of the Company’s four segments and is being incorporated into contracts and purchase orders. The Company has developed a risk management plan that outlines the Company’s response to any identified risks related to sourcing of materials from the Covered Countries, although the Company is currently not aware of any circumstance where it has been necessary to consider implementing those risk mitigation efforts, and has not suspended trade or disengaged from a supplier. Where suppliers have not been able to provide information on smelters, the Company may have a risk that the smelters used by such suppliers are not compliant with its policy.
Step 4. Carry Out an Independent Third-Party Audit of Smelter’s or Refiner’s Due Diligence Practices.
The Company currently does not engage in independent auditing of smelters or refiners identified in its supply chain. The Company is a member of the Conflict Free Smelter Initiative (“CFSI”) and supports the efforts of that organization through its financial support.
Step 5. Report Annually on Supply Chain Due Diligence.
This Conflict Mineral Report constitutes our annual report on the Conflict Minerals due diligence of the Company. A copy of this Conflict Minerals Report is available on the Dover Corporation website at http://www.dovercorporation.com/globalnavigation/about-dover/governance/conflict-minerals .
4. Results of the Company’s Due Diligence to Date1. Dover’s survey tool was developed, piloted and deployed during the 2013 calendar year. Surveys of operating company suppliers were conducted beginning in 2013 and have continued through 2015. In conducting a “Reasonable Country of Origin Inquiry” through March 31, 2015, the Company has reviewed and determined applicability of the RCOI process for suppliers who account for about 34% of its annualized spend. Where suppliers were determined to be in scope for the RCOI process, the Company has received responses back from about 69% of those suppliers surveyed. Of those suppliers responding, (i) 36% have advised that the products purchased from them do not contain Conflict Minerals; (ii) another 39% have indicated that their products contain Conflict Minerals but those suppliers cannot yet determine whether those Conflict Minerals originate in the Covered Countries; (iii) 7% are uncertain about whether Conflict Minerals are included in their products they provide; and (iv) 18% have advised that the Conflict Minerals included in their products do not originate in the Covered Countries.
Many suppliers are responding to surveys providing information for Conflict Mineral content and smelters for all products they sell, without distinguishing those contents or smelters applicable to the products purchased by the Company from them. Accordingly, Dover is unable to determine specific smelters or sources that may be included in the products purchased from those suppliers. The Company continues to issue surveys to suppliers and to follow-up on the information received in response to surveys.
 
1 	Supplier responses include surveys issued and answers received by the Company in 2013 and through March 31, 2015. In determining spend, the Company has considered internal information through March 2015, for spend incurred in calendar year 2014, not including entities discontinued in 2014 and 2015.	
 
4

The Company’s suppliers have provided information on smelters as part of surveys. Because the Company is a number of steps removed from the smelter sources and its suppliers are unable to link any specific smelter to the products and materials provided by those suppliers to the Company, the Company is unable to confirm that any of the smelter names provided are, in fact, sources of Conflict Minerals in the Company’s products. Based on these survey responses through March 31, 2015, the Company has identified 241 smelters from the EICC List, of which 124 have been determined to be compliant by the CFSI. Such smelters are included in the list attached as Annex A to this Report. Suppliers have also provided over 1,000 names that the suppliers describe as “smelters” but could not be linked to smelters on the EICC list, and may not, in fact, be smelters.
Dover is unable to determine where the Conflict Minerals included in its supply chain originate. As a result, Dover is unable to make a determination as to whether the Conflict Minerals include in its supply chain financed or benefited armed groups in the Covered Countries, or came from recycled or scrap sources, or to discern which of the identified facilities (smelters or refiners) process such Conflict Minerals.
Because the Company is several steps removed from smelters and mines, the Company must rely on its supply chain to complete their own due diligence on country of origin.
5. Additional Steps of the Company to Mitigate Risks and Improve Due Diligence.
The Company, through members of its Conflict Minerals team, participates in industry-wide programs to facilitate sharing of information about smelter programs and conflict-free sourcing, including the CFSI.
The Company has considered processes for corrective actions including remediation or termination that may be taken where suppliers identify problematic sources of Conflict Minerals during the survey process. For specific suppliers, corrective actions may depend on factors such as vendor size, risk level and vendor capabilities, and on the Company’s ability to meet quality control requirements associated with customer specifications. To date, the Company has not undertaken remediation with any supplier. Because the Company is a number of steps removed from smelters within its supply chain, lack of information from suppliers on smelters continues to be a risk that the Company seeks to address.
The Company continues to implement Conflict Minerals contract clauses where appropriate for its suppliers. Those clauses are implemented on a going-forward basis. The Company’s Supplier Code of Conduct includes Conflict Minerals reporting requirements and its operating companies are communicating these changes to the supply chain.
 
5

ANNEX A

Metal	  	Smelter Reference List	  	Smelter Name	  	Smelter Country	  	EICC Smelter
Identification	
 	 	 	 	 	
Gold	  	Advanced Chemical Company	  	Advanced Chemical Company	  	UNITED STATES	  	CID000015	
 	 	 	 	 	
Gold	  	Aida Chemical Industries Co. Ltd.	  	Aida Chemical Industries Co. Ltd.	  	JAPAN	  	CID000019	
 	 	 	 	 	
Gold	  	Almalyk Mining and Metallurgical Complex (AMMC)	  	Almalyk Mining and Metallurgical Complex (AMMC)	  	UZBEKISTAN	  	CID000041	
 	 	 	 	 	
Gold	  	AngloGold Ashanti Córrego do Sítio Minerçăo	  	AngloGold Ashanti Córrego do Sítio Minerçăo	  	BRAZIL	  	CID000058	
 	 	 	 	 	
Gold	  	Argor-Heraeus SA	  	Argor-Heraeus SA	  	SWITZERLAND	  	CID000077	
 	 	 	 	 	
Gold	  	Asahi Pretec Corporation	  	Asahi Pretec Corporation	  	JAPAN	  	CID000082	
 	 	 	 	 	
Gold	  	Asaka Riken Co Ltd	  	Asaka Riken Co Ltd	  	JAPAN	  	CID000090	
 	 	 	 	 	
Gold	  	Atasay Kuyumculuk Sanayi Ve Ticaret A.S.	  	Atasay Kuyumculuk Sanayi Ve Ticaret A.S.	  	TURKEY	  	CID000103	
 	 	 	 	 	
Gold	  	Aurubis AG	  	Aurubis AG	  	GERMANY	  	CID000113	
 	 	 	 	 	
Gold	  	Bangko Sentral ng Pilipinas (Central Bank of the Philippines)	  	Bangko Sentral ng Pilipinas (Central Bank of the Philippines)	  	PHILIPPINES	  	CID000128	
 	 	 	 	 	
Gold	  	Bauer Walser AG	  	Bauer Walser AG	  	GERMANY	  	CID000141	
 	 	 	 	 	
Gold	  	Boliden AB	  	Boliden AB	  	SWEDEN	  	CID000157	
 	 	 	 	 	
Gold	  	C. Hafner GmbH + Co. KG	  	C. Hafner GmbH + Co. KG	  	GERMANY	  	CID000176	
 	 	 	 	 	
Gold	  	Caridad	  	Caridad	  	MEXICO	  	CID000180	
 	 	 	 	 	
Gold	  	CCR Refinery – Glencore Canada Corporation	  	CCR Refinery – Glencore Canada Corporation	  	CANADA	  	CID000185	
 	 	 	 	 	
Gold	  	Cendres & Métaux SA	  	Cendres + Métaux SA	  	SWITZERLAND	  	CID000189	
 	 	 	 	 	
Gold	  	Yunnan Copper Industry Co Ltd	  	Yunnan Copper Industry Co Ltd	  	CHINA	  	CID000197	
 	 	 	 	 	
Gold	  	Chimet S.p.A.	  	Chimet S.p.A.	  	ITALY	  	CID000233	
 	 	 	 	 	
Gold	  	China National Gold Group Corporation	  	China National Gold Group Corporation	  	CHINA	  	CID000242	
 	 	 	 	 	
Gold	  	Chugai Mining	  	Chugai Mining	  	JAPAN	  	CID000264	
 	 	 	 	 	
Gold	  	Colt Refining	  	Colt Refining	  	UNITED STATES	  	CID000288	
 
6

 	 	 	 	 	 	 	 	 	
Metal	  	Smelter Reference List	  	Smelter Name	  	Smelter Country	  	EICC Smelter
Identification	
 	 	 	 	 	
Gold	  	Daejin Indus Co. Ltd	  	Daejin Indus Co. Ltd	  	KOREA, REPUBLIC OF	  	CID000328	
 	 	 	 	 	
Gold	  	Daye Non-Ferrous Metals Mining Ltd.	  	Daye Non-Ferrous Metals Mining Ltd.	  	CHINA	  	CID000343	
 	 	 	 	 	
Gold	  	Do Sung Corporation	  	Do Sung Corporation	  	KOREA, REPUBLIC OF	  	CID000359	
 	 	 	 	 	
Gold	  	Doduco	  	Doduco	  	GERMANY	  	CID000362	
 	 	 	 	 	
Gold	  	Dowa	  	Dowa	  	JAPAN	  	CID000401	
 	 	 	 	 	
Gold	  	Eco-System Recycling Co., Ltd.	  	Eco-System Recycling Co., Ltd.	  	JAPAN	  	CID000425	
 	 	 	 	 	
Gold	  	FSE Novosibirsk Refinery	  	FSE Novosibirsk Refinery	  	RUSSIAN FEDERATION	  	CID000493	
 	 	 	 	 	
Gold	  	Gansu Seemine Material Hi-Tech Co Ltd	  	Gansu Seemine Material Hi-Tech Co Ltd	  	CHINA	  	CID000522	
 	 	 	 	 	
Gold	  	Hangzhou Fuchunjiang Smelting Co., Ltd.	  	Hangzhou Fuchunjiang Smelting Co., Ltd.	  	CHINA	  	CID000671	
 	 	 	 	 	
Gold	  	Heimerle + Meule GmbH	  	Heimerle + Meule GmbH	  	GERMANY	  	CID000694	
 	 	 	 	 	
Gold	  	Heraeus Precious Metals GmbH & Co. KG	  	Heraeus Precious Metals GmbH & Co. KG	  	GERMANY	  	CID000711	
 	 	 	 	 	
Gold	  	Hunan Chenzhou Mining Group Co., Ltd.	  	Hunan Chenzhou Mining Group Co., Ltd.	  	CHINA	  	CID000767	
 	 	 	 	 	
Gold	  	Hunan Chenzhou Mining Industry Group	  	Hunan Chenzhou Mining Group Co., Ltd.	  	CHINA	  	CID000767	
 	 	 	 	 	
Gold	  	Hwasung CJ Co. Ltd	  	Hwasung CJ Co. Ltd	  	KOREA, REPUBLIC OF	  	CID000778	
 	 	 	 	 	
Gold	  	Inner Mongolia Qiankun Gold and Silver Refinery Share Company Limited	  	Inner Mongolia Qiankun Gold and Silver Refinery Share Company Limited	  	CHINA	  	CID000801	
 	 	 	 	 	
Gold	  	Ishifuku Metal Industry Co., Ltd.	  	Ishifuku Metal Industry Co., Ltd.	  	JAPAN	  	CID000807	
 	 	 	 	 	
Gold	  	Istanbul Gold Refinery	  	Istanbul Gold Refinery	  	TURKEY	  	CID000814	
 	 	 	 	 	
Gold	  	Japan Mint	  	Japan Mint	  	JAPAN	  	CID000823	
 	 	 	 	 	
Gold	  	Jiangxi Copper Company Limited	  	Jiangxi Copper Company Limited	  	CHINA	  	CID000855	
 	 	 	 	 	
Gold	  	Johnson Matthey Inc	  	Johnson Matthey Inc	  	UNITED STATES	  	CID000920	
 	 	 	 	 	
Gold	  	Johnson Matthey Ltd	  	Johnson Matthey Ltd	  	CANADA	  	CID000924	
 
7

 	 	 	 	 	 	 	 	 	
Metal	  	Smelter Reference List	  	Smelter Name	  	Smelter Country	  	EICC Smelter
Identification	
 	 	 	 	 	
Gold	  	JSC Ekaterinburg Non-Ferrous Metal Processing Plant	  	JSC Ekaterinburg Non-Ferrous Metal Processing Plant	  	RUSSIAN FEDERATION	  	CID000927	
 	 	 	 	 	
Gold	  	JSC Uralectromed	  	JSC Uralelectromed	  	RUSSIAN FEDERATION	  	CID000929	
 	 	 	 	 	
Gold	  	JSC Uralelectromed	  	JSC Uralelectromed	  	RUSSIAN FEDERATION	  	CID000929	
 	 	 	 	 	
Gold	  	JX Nippon Mining & Metals Co., Ltd.	  	JX Nippon Mining & Metals Co., Ltd.	  	JAPAN	  	CID000937	
 	 	 	 	 	
Gold	  	Kazzinc Ltd	  	Kazzinc Ltd	  	KAZAKHSTAN	  	CID000957	
 	 	 	 	 	
Gold	  	Kennecott Utah Copper LLC	  	Kennecott Utah Copper LLC	  	UNITED STATES	  	CID000969	
 	 	 	 	 	
Gold	  	Korea Metal Co. Ltd	  	Korea Metal Co. Ltd	  	KOREA, REPUBLIC OF	  	CID000988	
 	 	 	 	 	
Gold	  	Kyrgyzaltyn JSC	  	Kyrgyzaltyn JSC	  	KYRGYZSTAN	  	CID001029	
 	 	 	 	 	
Gold	  	L’ azurde Company For Jewelry	  	L’ azurde Company For Jewelry	  	SAUDI ARABIA	  	CID001032	
 	 	 	 	 	
Gold	  	Lingbao Gold Company Limited	  	Lingbao Gold Company Limited	  	CHINA	  	CID001056	
 	 	 	 	 	
Gold	  	Lingbao Jinyuan Tonghui Refinery Co. Ltd.	  	Lingbao Jinyuan Tonghui Refinery Co. Ltd.	  	CHINA	  	CID001058	
 	 	 	 	 	
Gold	  	Luoyang Zijin Yinhui Metal Smelt Co Ltd	  	Luoyang Zijin Yinhui Metal Smelt Co Ltd	  	CHINA	  	CID001093	
 	 	 	 	 	
Gold	  	Materion	  	Materion	  	UNITED STATES	  	CID001113	
 	 	 	 	 	
Gold	  	Metalor Technologies (Hong Kong) Ltd	  	Metalor Technologies (Hong Kong) Ltd	  	HONG KONG	  	CID001149	
 	 	 	 	 	
Gold	  	Metalor Technologies (Singapore) Pte. Ltd.	  	Metalor Technologies (Singapore) Pte. Ltd.	  	SINGAPORE	  	CID001152	
 	 	 	 	 	
Gold	  	Metalor Technologies SA	  	Metalor Technologies SA	  	SWITZERLAND	  	CID001153	
 	 	 	 	 	
Gold	  	Metalor USA Refining Corporation	  	Metalor USA Refining Corporation	  	UNITED STATES	  	CID001157	
 	 	 	 	 	
Gold	  	Met-Mex Peñoles, S.A.	  	Met-Mex Peñoles, S.A.	  	MEXICO	  	CID001161	
 	 	 	 	 	
Gold	  	Mitsui Mining and Smelting Co., Ltd.	  	Mitsui Mining and Smelting Co., Ltd.	  	JAPAN	  	CID001193	
 	 	 	 	 	
Gold	  	Moscow Special Alloys Processing Plant	  	Moscow Special Alloys Processing Plant	  	RUSSIAN FEDERATION	  	CID001204	
 	 	 	 	 	
Gold	  	Nadir Metal Rafineri San. Ve Tic. A.Ş.	  	Nadir Metal Rafineri San. Ve Tic. A.Ş.	  	TURKEY	  	CID001220	
 
8

 	 	 	 	 	 	 	 	 	
Metal	  	Smelter Reference List	  	Smelter Name	  	Smelter Country	  	EICC Smelter
Identification	
 	 	 	 	 	
Gold	  	Navoi Mining and Metallurgical Combinat	  	Navoi Mining and Metallurgical Combinat	  	UZBEKISTAN	  	CID001236	
 	 	 	 	 	
Gold	  	Nihon Material Co. LTD	  	Nihon Material Co. LTD	  	JAPAN	  	CID001259	
 	 	 	 	 	
Gold	  	Ohura Precious Metal Industry Co., Ltd	  	Ohura Precious Metal Industry Co., Ltd	  	JAPAN	  	CID001325	
 	 	 	 	 	
Gold	  	OJSC “The Gulidov Krasnoyarsk Non-Ferrous Metals Plant” (OJSC Krastvetmet)	  	OJSC “The Gulidov Krasnoyarsk Non-Ferrous Metals Plant” (OJSC Krastvetmet)	  	RUSSIAN FEDERATION	  	CID001326	
 	 	 	 	 	
Gold	  	OJSC Kolyma Refinery	  	OJSC Kolyma Refinery	  	RUSSIAN FEDERATION	  	CID001328	
 	 	 	 	 	
Gold	  	PAMP SA	  	PAMP SA	  	SWITZERLAND	  	CID001352	
 	 	 	 	 	
Gold	  	Penglai Penggang Gold Industry Co Ltd	  	Penglai Penggang Gold Industry Co Ltd	  	CHINA	  	CID001362	
 	 	 	 	 	
Gold	  	Prioksky Plant of Non-Ferrous Metals	  	Prioksky Plant of Non-Ferrous Metals	  	RUSSIAN FEDERATION	  	CID001386	
 	 	 	 	 	
Gold	  	PT Aneka Tambang (Persero) Tbk	  	PT Aneka Tambang (Persero) Tbk	  	INDONESIA	  	CID001397	
 	 	 	 	 	
Gold	  	PX Précinox SA	  	PX Précinox SA	  	SWITZERLAND	  	CID001498	
 	 	 	 	 	
Gold	  	Rand Refinery (Pty) Ltd	  	Rand Refinery (Pty) Ltd	  	SOUTH AFRICA	  	CID001512	
 	 	 	 	 	
Gold	  	Royal Canadian Mint	  	Royal Canadian Mint	  	CANADA	  	CID001534	
 	 	 	 	 	
Gold	  	Sabin Metal Corp.	  	Sabin Metal Corp.	  	UNITED STATES	  	CID001546	
 	 	 	 	 	
Gold	  	Samduck Precious Metals	  	Samduck Precious Metals	  	KOREA, REPUBLIC OF	  	CID001555	
 	 	 	 	 	
Gold	  	SAMWON METALS Corp.	  	SAMWON METALS Corp.	  	KOREA, REPUBLIC OF	  	CID001562	
 	 	 	 	 	
Gold	  	Schone Edelmetaal	  	Schone Edelmetaal	  	NETHERLANDS	  	CID001573	
 	 	 	 	 	
Gold	  	SEMPSA Joyería Platería SA	  	SEMPSA Joyería Platería SA	  	SPAIN	  	CID001585	
 	 	 	 	 	
Gold	  	Shandong Zhaojin Gold & Silver Refinery Co. Ltd	  	Shandong Zhaojin Gold & Silver Refinery Co. Ltd	  	CHINA	  	CID001622	
 	 	 	 	 	
Gold	  	So Accurate Group, Inc.	  	So Accurate Group, Inc.	  	UNITED STATES	  	CID001754	
 	 	 	 	 	
Gold	  	SOE Shyolkovsky Factory of Secondary Precious Metals	  	SOE Shyolkovsky Factory of Secondary Precious Metals	  	RUSSIAN FEDERATION	  	CID001756	
 	 	 	 	 	
Gold	  	Solar Applied Materials Technology Corp.	  	Solar Applied Materials Technology Corp.	  	TAIWAN	  	CID001761	
 	 	 	 	 	
Gold	  	Sumitomo Metal Mining Co., Ltd.	  	Sumitomo Metal Mining Co., Ltd.	  	JAPAN	  	CID001798	
 
9

 	 	 	 	 	 	 	 	 	
Metal	  	Smelter Reference List	  	Smelter Name	  	Smelter Country	  	EICC Smelter
Identification	
 	 	 	 	 	
Gold	  	Tanaka Kikinzoku Kogyo K.K.	  	Tanaka Kikinzoku Kogyo K.K.	  	JAPAN	  	CID001875	
 	 	 	 	 	
Gold	  	The Great Wall Gold and Silver Refinery of China	  	The Great Wall Gold and Silver Refinery of China	  	CHINA	  	CID001909	
 	 	 	 	 	
Gold	  	The Refinery of Shandong Gold Mining Co. Ltd	  	The Refinery of Shandong Gold Mining Co. Ltd	  	CHINA	  	CID001916	
 	 	 	 	 	
Gold	  	Torecom	  	Torecom	  	KOREA, REPUBLIC OF	  	CID001955	
 	 	 	 	 	
Gold	  	Umicore Brasil Ltda	  	Umicore Brasil Ltda	  	BRAZIL	  	CID001977	
 	 	 	 	 	
Gold	  	Umicore SA Business Unit Precious Metals Refining	  	Umicore SA Business Unit Precious Metals Refining	  	BELGIUM	  	CID001980	
 	 	 	 	 	
Gold	  	United Precious Metal Refining, Inc.	  	United Precious Metal Refining, Inc.	  	UNITED STATES	  	CID001993	
 	 	 	 	 	
Gold	  	Valcambi SA	  	Valcambi SA	  	SWITZERLAND	  	CID002003	
 	 	 	 	 	
Gold	  	Western Australian Mint trading as The Perth Mint	  	Western Australian Mint trading as The Perth Mint	  	AUSTRALIA	  	CID002030	
 	 	 	 	 	
Gold	  	YAMAMOTO PRECIOUS METAL CO., LTD.	  	YAMAMOTO PRECIOUS METAL CO., LTD.	  	JAPAN	  	CID002100	
 	 	 	 	 	
Gold	  	Yokohama Metal Co Ltd	  	Yokohama Metal Co Ltd	  	JAPAN	  	CID002129	
 	 	 	 	 	
Gold	  	Zhongyuan Gold Smelter of Zhongjin Gold Corporation	  	Zhongyuan Gold Smelter of Zhongjin Gold Corporation	  	CHINA	  	CID002224	
 	 	 	 	 	
Gold	  	Zijin Mining Group Co. Ltd	  	Zijin Mining Group Co. Ltd	  	CHINA	  	CID002243	
 	 	 	 	 	
Gold	  	Guangdong Jinding Gold Limited	  	Guangdong Jinding Gold Limited	  	CHINA	  	CID002312	
 	 	 	 	 	
Gold	  	Umicore Precious Metals Thailand	  	Umicore Precious Metals Thailand	  	THAILAND	  	CID002314	
 	 	 	 	 	
Tantalum	  	Changsha South Tantalum Niobium Co., Ltd.	  	Changsha South Tantalum Niobium Co., Ltd.	  	CHINA	  	CID000211	
 	 	 	 	 	
Tantalum	  	Conghua Tantalum and Niobium Smeltry	  	Conghua Tantalum and Niobium Smeltry	  	CHINA	  	CID000291	
 	 	 	 	 	
Tantalum	  	Duoluoshan	  	Duoluoshan	  	CHINA	  	CID000410	
 	 	 	 	 	
Tantalum	  	Exotech Inc.	  	Exotech Inc.	  	UNITED STATES	  	CID000456	
 
10

 	 	 	 	 	 	 	 	 	
Metal	  	Smelter Reference List	  	Smelter Name	  	Smelter Country	  	EICC Smelter
Identification	
 	 	 	 	 	
Tantalum	  	F&X Electro-Materials Ltd.	  	F&X Electro-Materials Ltd.	  	CHINA	  	CID000460	
 	 	 	 	 	
Tantalum	  	Guangdong Zhiyuan New Material Co., Ltd.	  	Guangdong Zhiyuan New Material Co., Ltd.	  	CHINA	  	CID000616	
 	 	 	 	 	
Tantalum	  	Hi-Temp	  	Hi-Temp	  	UNITED STATES	  	CID000731	
 	 	 	 	 	
Tantalum	  	Jiujiang Tanbre Co., Ltd.	  	Jiujiang Tanbre Co., Ltd.	  	CHINA	  	CID000917	
 	 	 	 	 	
Tantalum	  	King-Tan Tantalum Industry Ltd	  	King-Tan Tantalum Industry Ltd	  	CHINA	  	CID000973	
 	 	 	 	 	
Tantalum	  	LSM Brasil S.A.	  	LSM Brasil S.A.	  	BRAZIL	  	CID001076	
 	 	 	 	 	
Tantalum	  	Metallurgical Products India (Pvt.) Ltd.	  	Metallurgical Products India (Pvt.) Ltd.	  	INDIA	  	CID001163	
 	 	 	 	 	
Tantalum	  	Mineraçăo Taboca S.A.	  	Mineraçăo Taboca S.A.	  	BRAZIL	  	CID001175	
 	 	 	 	 	
Tantalum	  	Mitsui Mining & Smelting	  	Mitsui Mining & Smelting	  	JAPAN	  	CID001192	
 	 	 	 	 	
Tantalum	  	Molycorp Silmet A.S.	  	Molycorp Silmet A.S.	  	ESTONIA	  	CID001200	
 	 	 	 	 	
Tantalum	  	Ningxia Orient Tantalum Industry Co., Ltd.	  	Ningxia Orient Tantalum Industry Co., Ltd.	  	CHINA	  	CID001277	
 	 	 	 	 	
Tantalum	  	QuantumClean	  	QuantumClean	  	UNITED STATES	  	CID001508	
 	 	 	 	 	
Tantalum	  	RFH	  	RFH Tantalum Smeltry Co., Ltd	  	CHINA	  	CID001522	
 	 	 	 	 	
Tantalum	  	RFH Tantalum Smeltry Co., Ltd	  	RFH Tantalum Smeltry Co., Ltd	  	CHINA	  	CID001522	
 	 	 	 	 	
Tantalum	  	Shanghai Jiangxi Metals Co. Ltd	  	Shanghai Jiangxi Metals Co. Ltd	  	CHINA	  	CID001634	
 	 	 	 	 	
Tantalum	  	Solikamsk Magnesium Works OAO	  	Solikamsk Magnesium Works OAO	  	RUSSIAN FEDERATION	  	CID001769	
 	 	 	 	 	
Tantalum	  	Solikamsk Metal Works	  	Solikamsk Magnesium Works OAO	  	RUSSIAN FEDERATION	  	CID001769	
 	 	 	 	 	
Tantalum	  	Taki Chemicals	  	Taki Chemicals	  	JAPAN	  	CID001869	
 	 	 	 	 	
Tantalum	  	Telex	  	Telex	  	UNITED STATES	  	CID001891	
 	 	 	 	 	
Tantalum	  	Ulba	  	Ulba	  	KAZAKHSTAN	  	CID001969	
 	 	 	 	 	
Tantalum	  	Zhuzhou Cement Carbide	  	Zhuzhou Cement Carbide	  	CHINA	  	CID002232	
 	 	 	 	 	
Tantalum	  	Yichun Jin Yang Rare Metal Co., Ltd	  	Yichun Jin Yang Rare Metal Co., Ltd	  	CHINA	  	CID002307	
 	 	 	 	 	
Tantalum	  	Hengyang King Xing Lifeng New Materials Co., Ltd.	  	Hengyang King Xing Lifeng New Materials Co., Ltd.	  	CHINA	  	CID002492	
 
11

 	 	 	 	 	 	 	 	 	
Metal	  	Smelter Reference List	  	Smelter Name	  	Smelter Country	  	EICC Smelter
Identification	
 	 	 	 	 	
Tantalum	  	KEMET Blue Metals	  	KEMET Blue Metals	  	MEXICO	  	CID002539	
 	 	 	 	 	
Tantalum	  	H.C. Starck Co., Ltd.	  	H.C. Starck Co., Ltd.	  	THAILAND	  	CID002544	
 	 	 	 	 	
Tantalum	  	H.C. Starck GmbH Goslar	  	H.C. Starck GmbH Goslar	  	GERMANY	  	CID002545	
 	 	 	 	 	
Tantalum	  	H.C. Starck Inc.	  	H.C. Starck Inc.	  	UNITED STATES	  	CID002548	
 	 	 	 	 	
Tantalum	  	KEMET Blue Powder	  	KEMET Blue Powder	  	UNITED STATES	  	CID002568	
 	 	 	 	 	
Tin	  	China Rare Metal Materials Company	  	China Rare Metal Materials Company	  	CHINA	  	CID000244	
 	 	 	 	 	
Tin	  	CNMC (Guangxi) PGMA Co. Ltd.	  	CNMC (Guangxi) PGMA Co. Ltd.	  	CHINA	  	CID000278	
 	 	 	 	 	
Tin	  	Alpha	  	Alpha	  	UNITED STATES	  	CID000292	
 	 	 	 	 	
Tin	  	Cookson	  	Alpha	  	UNITED STATES	  	CID000292	
 	 	 	 	 	
Tin	  	Cooper Santa	  	Cooper Santa	  	BRAZIL	  	CID000295	
 	 	 	 	 	
Tin	  	CV Gita Pesona	  	CV Gita Pesona	  	INDONESIA	  	CID000306	
 	 	 	 	 	
Tin	  	CV JusTindo	  	CV JusTindo	  	INDONESIA	  	CID000307	
 	 	 	 	 	
Tin	  	CV Makmur Jaya	  	CV Makmur Jaya	  	INDONESIA	  	CID000308	
 	 	 	 	 	
Tin	  	CV Nurjanah	  	CV Nurjanah	  	INDONESIA	  	CID000309	
 	 	 	 	 	
Tin	  	CV Serumpun Sebalai	  	CV Serumpun Sebalai	  	INDONESIA	  	CID000313	
 	 	 	 	 	
Tin	  	CV United Smelting	  	CV United Smelting	  	INDONESIA	  	CID000315	
 	 	 	 	 	
Tin	  	Dowa	  	Dowa	  	JAPAN	  	CID000402	
 	 	 	 	 	
Tin	  	EM Vinto	  	EM Vinto	  	BOLIVIA	  	CID000438	
 	 	 	 	 	
Tin	  	Estanho de Rondônia S.A.	  	Estanho de Rondônia S.A.	  	BRAZIL	  	CID000448	
 	 	 	 	 	
Tin	  	Fenix Metals	  	Fenix Metals	  	POLAND	  	CID000468	
 	 	 	 	 	
Tin	  	Gejiu Non-Ferrous Metal Processing Co. Ltd.	  	Gejiu Non-Ferrous Metal Processing Co. Ltd.	  	CHINA	  	CID000538	
 	 	 	 	 	
Tin	  	Gejiu Zi-Li	  	Gejiu Zi-Li	  	CHINA	  	CID000555	
 	 	 	 	 	
Tin	  	Huichang Jinshunda Tin Co. Ltd	  	Huichang Jinshunda Tin Co. Ltd	  	CHINA	  	CID000760	
 	 	 	 	 	
Tin	  	Jiangxi Nanshan	  	Jiangxi Nanshan	  	CHINA	  	CID000864	
 	 	 	 	 	
Tin	  	Gejiu Kai Meng Industry and Trade LLC	  	Gejiu Kai Meng Industry and Trade LLC	  	CHINA	  	CID000942	
 	 	 	 	 	
Tin	  	Kai Unita Trade Limited Liability Company	  	Gejiu Kai Meng Industry and Trade LLC	  	CHINA	  	CID000942	
 	 	 	 	 	
Tin	  	Linwu Xianggui Smelter Co	  	Linwu Xianggui Smelter Co	  	CHINA	  	CID001063	
 	 	 	 	 	
Tin	  	China Tin Group Co., Ltd.	  	China Tin Group Co., Ltd.	  	CHINA	  	CID001070	
 	 	 	 	 	
Tin	  	Liuzhou China Tin	  	China Tin Group Co., Ltd.	  	CHINA	  	CID001070	
 
12

 	 	 	 	 	 	 	 	 	
Metal	  	Smelter Reference List	  	Smelter Name	  	Smelter Country	  	EICC Smelter
Identification	
 	 	 	 	 	
Tin	  	Malaysia Smelting Corporation (MSC)	  	Malaysia Smelting Corporation (MSC)	  	MALAYSIA	  	CID001105	
 	 	 	 	 	
Tin	  	Metallo Chimique	  	Metallo Chimique	  	BELGIUM	  	CID001143	
 	 	 	 	 	
Tin	  	Mineraçăo Taboca S.A.	  	Mineraçăo Taboca S.A.	  	BRAZIL	  	CID001173	
 	 	 	 	 	
Tin	  	Minsur	  	Minsur	  	PERU	  	CID001182	
 	 	 	 	 	
Tin	  	FSE Novosibirsk Refinery	  	Novosibirsk Integrated Tin Works	  	RUSSIAN FEDERATION	  	CID001305	
 	 	 	 	 	
Tin	  	Novosibirsk Integrated Tin Works	  	Novosibirsk Integrated Tin Works	  	RUSSIAN FEDERATION	  	CID001305	
 	 	 	 	 	
Tin	  	O.M. Manufacturing (Thailand) Co., Ltd.	  	O.M. Manufacturing (Thailand) Co., Ltd.	  	THAILAND	  	CID001314	
 	 	 	 	 	
Tin	  	OMSA	  	OMSA	  	BOLIVIA	  	CID001337	
 	 	 	 	 	
Tin	  	PT Alam Lestari Kencana	  	PT Alam Lestari Kencana	  	INDONESIA	  	CID001393	
 	 	 	 	 	
Tin	  	PT Artha Cipta Langgeng	  	PT Artha Cipta Langgeng	  	INDONESIA	  	CID001399	
 	 	 	 	 	
Tin	  	PT Babel Inti Perkasa	  	PT Babel Inti Perkasa	  	INDONESIA	  	CID001402	
 	 	 	 	 	
Tin	  	PT Babel Surya Alam Lestari	  	PT Babel Surya Alam Lestari	  	INDONESIA	  	CID001406	
 	 	 	 	 	
Tin	  	PT Bangka Kudai Tin	  	PT Bangka Kudai Tin	  	INDONESIA	  	CID001409	
 	 	 	 	 	
Tin	  	PT Bangka Putra Karya	  	PT Bangka Putra Karya	  	INDONESIA	  	CID001412	
 	 	 	 	 	
Tin	  	PT Bangka Timah Utama Sejahtera	  	PT Bangka Timah Utama Sejahtera	  	INDONESIA	  	CID001416	
 	 	 	 	 	
Tin	  	PT Bangka Tin Industry	  	PT Bangka Tin Industry	  	INDONESIA	  	CID001419	
 	 	 	 	 	
Tin	  	PT Belitung Industri Sejahtera	  	PT Belitung Industri Sejahtera	  	INDONESIA	  	CID001421	
 	 	 	 	 	
Tin	  	PT BilliTin Makmur Lestari	  	PT BilliTin Makmur Lestari	  	INDONESIA	  	CID001424	
 	 	 	 	 	
Tin	  	PT Bukit Timah	  	PT Bukit Timah	  	INDONESIA	  	CID001428	
 	 	 	 	 	
Tin	  	PT DS Jaya Abadi	  	PT DS Jaya Abadi	  	INDONESIA	  	CID001434	
 	 	 	 	 	
Tin	  	PT Eunindo Usaha Mandiri	  	PT Eunindo Usaha Mandiri	  	INDONESIA	  	CID001438	
 	 	 	 	 	
Tin	  	PT Fang Di MulTindo	  	PT Fang Di MulTindo	  	INDONESIA	  	CID001442	
 	 	 	 	 	
Tin	  	PT HP Metals Indonesia	  	PT HP Metals Indonesia	  	INDONESIA	  	CID001445	
 	 	 	 	 	
Tin	  	PT Karimun Mining	  	PT Karimun Mining	  	INDONESIA	  	CID001448	
 	 	 	 	 	
Tin	  	PT Koba Tin	  	PT Koba Tin	  	INDONESIA	  	CID001449	
 	 	 	 	 	
Tin	  	PT Mitra Stania Prima	  	PT Mitra Stania Prima	  	INDONESIA	  	CID001453	
 	 	 	 	 	
Tin	  	PT Panca Mega Persada	  	PT Panca Mega Persada	  	INDONESIA	  	CID001457	
 
13

 	 	 	 	 	 	 	 	 	
Metal	  	Smelter Reference List	  	Smelter Name	  	Smelter Country	  	EICC Smelter
Identification	
 	 	 	 	 	
Tin	  	CV Prima Timah Utama	  	PT Prima Timah Utama	  	INDONESIA	  	CID001458	
 	 	 	 	 	
Tin	  	PT Prima Timah Utama	  	PT Prima Timah Utama	  	INDONESIA	  	CID001458	
 	 	 	 	 	
Tin	  	PT REFINED BANGKA TIN	  	PT REFINED BANGKA TIN	  	INDONESIA	  	CID001460	
 	 	 	 	 	
Tin	  	PT Sariwiguna Binasentosa	  	PT Sariwiguna Binasentosa	  	INDONESIA	  	CID001463	
 	 	 	 	 	
Tin	  	PT Seirama Tin investment	  	PT Seirama Tin investment	  	INDONESIA	  	CID001466	
 	 	 	 	 	
Tin	  	PT Stanindo Inti Perkasa	  	PT Stanindo Inti Perkasa	  	INDONESIA	  	CID001468	
 	 	 	 	 	
Tin	  	PT Sumber Jaya Indah	  	PT Sumber Jaya Indah	  	INDONESIA	  	CID001471	
 	 	 	 	 	
Tin	  	PT Supra Sukses Trinusa	  	PT Supra Sukses Trinusa	  	INDONESIA	  	CID001476	
 	 	 	 	 	
Tin	  	PT Tambang Timah	  	PT Tambang Timah	  	INDONESIA	  	CID001477	
 	 	 	 	 	
Tin	  	Bangka Tin,Mentok,PT Timah (Persero) TBK	  	PT Timah (Persero), Tbk	  	INDONESIA	  	CID001482	
 	 	 	 	 	
Tin	  	PT Timah	  	PT Timah (Persero), Tbk	  	INDONESIA	  	CID001482	
 	 	 	 	 	
Tin	  	PT Timah (Persero), Tbk	  	PT Timah (Persero), Tbk	  	INDONESIA	  	CID001482	
 	 	 	 	 	
Tin	  	PT Pelat Timah Nusantara Tbk	  	PT Pelat Timah Nusantara Tbk	  	INDONESIA	  	CID001486	
 	 	 	 	 	
Tin	  	PT Timah Nusantara	  	PT Pelat Timah Nusantara Tbk	  	INDONESIA	  	CID001486	
 	 	 	 	 	
Tin	  	PT Tinindo Inter Nusa	  	PT Tinindo Inter Nusa	  	INDONESIA	  	CID001490	
 	 	 	 	 	
Tin	  	PT Tommy Utama	  	PT Tommy Utama	  	INDONESIA	  	CID001493	
 	 	 	 	 	
Tin	  	PT Yinchendo Mining Industry	  	PT Yinchendo Mining Industry	  	INDONESIA	  	CID001494	
 	 	 	 	 	
Tin	  	Rui Da Hung	  	Rui Da Hung	  	TAIWAN	  	CID001539	
 	 	 	 	 	
Tin	  	Soft Metais, Ltda.	  	Soft Metais, Ltda.	  	BRAZIL	  	CID001758	
 	 	 	 	 	
Tin	  	Thaisarco	  	Thaisarco	  	THAILAND	  	CID001898	
 	 	 	 	 	
Tin	  	White Solder Metalurgia e Mineraçăo Ltda.	  	White Solder Metalurgia e Mineraçăo Ltda.	  	BRAZIL	  	CID002036	
 	 	 	 	 	
Tin	  	Yunnan Chengfeng Non-ferrous Metals Co.,Ltd.	  	Yunnan Chengfeng Non-ferrous Metals Co.,Ltd.	  	CHINA	  	CID002158	
 	 	 	 	 	
Tin	  	Yunnan Tin Company, Ltd.	  	Yunnan Tin Company, Ltd.	  	CHINA	  	CID002180	
 	 	 	 	 	
Tin	  	Magnu’s Minerais Metais e Ligas LTDA	  	Magnu’s Minerais Metais e Ligas LTDA	  	BRAZIL	  	CID002468	
 
14

 	 	 	 	 	 	 	 	 	
Metal	  	Smelter Reference List	  	Smelter Name	  	Smelter Country	  	EICC Smelter
Identification	
 	 	 	 	 	
Tin	  	Melt Metais e Ligas S/A	  	Melt Metais e Ligas S/A	  	BRAZIL	  	CID002500	
 	 	 	 	 	
Tin	  	O.M. Manufacturing Philippines, Inc.	  	O.M. Manufacturing Philippines, Inc.	  	PHILIPPINES	  	CID002517	
 	 	 	 	 	
Tungsten	  	A.L.M.T. Corp.	  	A.L.M.T. Corp.	  	JAPAN	  	CID000004	
 	 	 	 	 	
Tungsten	  	ATI Tungsten Materials	  	Kennametal Huntsville	  	UNITED STATES	  	CID000105	
 	 	 	 	 	
Tungsten	  	Kennametal Huntsville	  	Kennametal Huntsville	  	UNITED STATES	  	CID000105	
 	 	 	 	 	
Tungsten	  	Guangdong Xianglu Tungsten Co., Ltd.	  	Guangdong Xianglu Tungsten Co., Ltd.	  	CHINA	  	CID000218	
 	 	 	 	 	
Tungsten	  	Guangdong Xianglu Tungsten Industry Co., Ltd.	  	Guangdong Xianglu Tungsten Co., Ltd.	  	CHINA	  	CID000218	
 	 	 	 	 	
Tungsten	  	Chongyi Zhangyuan Tungsten Co Ltd	  	Chongyi Zhangyuan Tungsten Co., Ltd.	  	CHINA	  	CID000258	
 	 	 	 	 	
Tungsten	  	Dayu Weiliang Tungsten Co., Ltd.	  	Dayu Weiliang Tungsten Co., Ltd.	  	CHINA	  	CID000345	
 	 	 	 	 	
Tungsten	  	Fujian Jinxin Tungsten Co., Ltd.	  	Fujian Jinxin Tungsten Co., Ltd.	  	CHINA	  	CID000499	
 	 	 	 	 	
Tungsten	  	Hunan Chenzhou Mining Group Co	  	Hunan Chenzhou Mining Group Co., Ltd.	  	CHINA	  	CID000766	
 	 	 	 	 	
Tungsten	  	Hunan Chenzhou Mining Group Co., Ltd.	  	Hunan Chenzhou Mining Group Co., Ltd.	  	CHINA	  	CID000766	
 	 	 	 	 	
Tungsten	  	Hunan Chunchang Nonferrous Metals Co., Ltd.	  	Hunan Chunchang Nonferrous Metals Co., Ltd.	  	CHINA	  	CID000769	
 	 	 	 	 	
Tungsten	  	Hunan Chun-Chang Nonferrous Smelting & Concentrating Co., Ltd.	  	Hunan Chunchang Nonferrous Metals Co., Ltd.	  	CHINA	  	CID000769	
 	 	 	 	 	
Tungsten	  	Japan New Metals Co Ltd	  	Japan New Metals Co., Ltd.	  	JAPAN	  	CID000825	
 	 	 	 	 	
Tungsten	  	Ganzhou Non-ferrous Metals Smelting Co., Ltd.	  	Ganzhou Non-ferrous Metals Smelting Co., Ltd.	  	CHINA	  	CID000868	
 	 	 	 	 	
Tungsten	  	Ganzhou Huaxing Tungsten Products Co., Ltd.	  	Ganzhou Huaxing Tungsten Products Co., Ltd.	  	CHINA	  	CID000875	
 	 	 	 	 	
Tungsten	  	Kennametal Fallon	  	Kennametal Fallon	  	UNITED STATES	  	CID000966	
 	 	 	 	 	
Tungsten	  	Vietnam Youngsun Tungsten Industry Co., Ltd	  	Vietnam Youngsun Tungsten Industry Co., Ltd	  	VIET NAM	  	CID002011	
 
15

 	 	 	 	 	 	 	 	 	
Metal	  	Smelter Reference List	  	Smelter Name	  	Smelter Country	  	EICC Smelter
Identification	
 	 	 	 	 	
Tungsten	  	Wolfram Bergbau und Hütten AG	  	Wolfram Bergbau und Hütten AG	  	AUSTRIA	  	CID002044	
 	 	 	 	 	
Tungsten	  	Wolfram Company CJSC	  	Wolfram Company CJSC	  	RUSSIAN FEDERATION	  	CID002047	
 	 	 	 	 	
Tungsten	  	Xiamen Tungsten Co., Ltd	  	Xiamen Tungsten Co., Ltd.	  	CHINA	  	CID002082	
 	 	 	 	 	
Tungsten	  	Xinhai Rendan Shaoguan Tungsten Co., Ltd.	  	Xinhai Rendan Shaoguan Tungsten Co., Ltd.	  	CHINA	  	CID002095	
 	 	 	 	 	
Tungsten	  	Jiangxi Minmetals Gao’an Non-ferrous Metals Co., Ltd.	  	Jiangxi Minmetals Gao’an Non-ferrous Metals Co., Ltd.	  	CHINA	  	CID002313	
 	 	 	 	 	
Tungsten	  	Ganzhou Jiangwu Ferrotungsten Co., Ltd.	  	Ganzhou Jiangwu Ferrotungsten Co., Ltd.	  	CHINA	  	CID002315	
 	 	 	 	 	
Tungsten	  	Jiangxi Yaosheng Tungsten Co., Ltd.	  	Jiangxi Yaosheng Tungsten Co., Ltd.	  	CHINA	  	CID002316	
 	 	 	 	 	
Tungsten	  	Jiangxi Xinsheng Tungsten Industry Co., Ltd.	  	Jiangxi Xinsheng Tungsten Industry Co., Ltd.	  	CHINA	  	CID002317	
 	 	 	 	 	
Tungsten	  	Jiangxi Tonggu Non-ferrous Metallurgical & Chemical Co., Ltd.	  	Jiangxi Tonggu Non-ferrous Metallurgical & Chemical Co., Ltd.	  	CHINA	  	CID002318	
 	 	 	 	 	
Tungsten	  	Malipo Haiyu Tungsten Co., Ltd.	  	Malipo Haiyu Tungsten Co., Ltd.	  	CHINA	  	CID002319	
 	 	 	 	 	
Tungsten	  	Xiamen Tungsten (H.C.) Co., Ltd.	  	Xiamen Tungsten (H.C.) Co., Ltd.	  	CHINA	  	CID002320	
 	 	 	 	 	
Tungsten	  	Jiangxi Gan Bei Tungsten Co., Ltd.	  	Jiangxi Gan Bei Tungsten Co., Ltd.	  	CHINA	  	CID002321	
 	 	 	 	 	
Tungsten	  	Jiangxi Richsea New Materials Co., Ltd.	  	Jiangxi Richsea New Materials Co., Ltd.	  	CHINA	  	CID002493	
 	 	 	 	 	
Tungsten	  	Ganzhou Seadragon W & Mo Co., Ltd.	  	Ganzhou Seadragon W & Mo Co., Ltd.	  	CHINA	  	CID002494	
 	 	 	 	 	
Tungsten	  	H.C. Starck GmbH	  	H.C. Starck GmbH	  	GERMANY	  	CID002541	
 
16