Document



 
 

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
 
 
 
FORM SD
Specialized Disclosure Report
 
  
 

https://cdn.kscope.io/85908d43d3d51781e6bc66bb3d103891-doverlogoa03.jpg
(Exact Name of Registrant as Specified in its Charter)
 
  
 

 
 
 
 
 
Delaware
 
1-4018
 
53-0257888
(State or other Jurisdiction
of Incorporation or Organization)
 
(Commission
File Number)
 
(I.R.S. Employer
Identification No.)
 
 
 
 
 
 
 
3005 Highland Parkway
Downers Grove, Illinois 60515
(Address of Principal Executive Offices)
 
 

Beverly Wyckoff, (630) 541-1540
(Name and telephone number, including area code, of the person to contact in connection with this report)
  
 
Check the appropriate box to indicate the rule pursuant to which this form is being filed, and provide the period to which the information in this form applies:
 
x
Rule 13p-1 under the Securities Exchange Act (17 CFR 240.13p-1) for the reporting period from January 1 to December 31, 2017.
 







Item 1.01 Conflict Minerals Disclosure and Report

Dover Corporation is unable at this time to determine whether any of the tin, tantalum, tungsten or gold (the “Conflict Minerals”) used in its products may have originated in the Democratic Republic of the Congo or adjoining countries in circumstances that support armed groups in the region.

Item 1.02 Exhibit
A Conflict Minerals Report is submitted as an Exhibit to this Report and is available at the following internet website: http://www.dovercorporation.com/globalnavigation/about-dover/governance/conflict-minerals.

Item 2.01 Exhibits

Exhibit 1.01 - Conflict Minerals Report as required by Items 1.01 and 1.02 of this Form.






SIGNATURES
 
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the duly authorized undersigned.
 
 
 
 
Date:
May 30, 2018
DOVER CORPORATION
 
 
 
(Registrant)
 
 
 
 
 
 
 
 
By:
/s/ Brad M. Cerepak
 
 
 
 
Brad M. Cerepak
 
 
 
 
Senior Vice President & Chief Financial Officer
 
 
 
 
 
 






EXHIBIT INDEX
Exhibit No.
 
Description
 



Exhibit


Exhibit 1.01
 
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Dover Corporation
Conflict Minerals Report
For the Year Ended December 31, 2017

The Company has made statements in this Conflict Minerals Report that may constitute forward-looking statements about its plans to take additional actions or to implement additional policies or procedures with respect to its “reasonable country of origin inquiry” and due diligence to determine the origin of Conflict Minerals included in the Company products. The Company undertakes no obligation to update or revise any forward-looking statement, whether as a result of new information, future events or otherwise. The Company’s reporting obligations under the Dodd-Frank Act may change in the future, and its ability to implement certain processes may differ materially from those anticipated or implied in this report. Additionally, the Company relies on its direct material suppliers, which may be many steps removed from smelters or refiners of Conflict Minerals in supply chains, for information required to meet its reporting obligations. There can be no assurance that the information received from its direct suppliers will be complete and accurate or that when the Company receives such information, it will be able to make a determination as to whether the products manufactured contain Conflict Minerals originating in certain countries in support of armed groups operating in those countries.
This report for the year ended December 31, 2017 is presented to comply with Rule 13p-1 under the Securities Exchange Act of 1934 (the “Rule”). The Rule was adopted by the Securities and Exchange Commission (the “SEC”) to implement reporting and disclosure requirements related to conflict minerals as directed by Section 1502 of the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010 (the “Dodd-Frank Act”). The Rule imposes certain reporting obligations on SEC registrants whose manufactured products contain conflict minerals that are necessary to the functionality or production of their products. “Conflict Minerals” are defined as cassiterite, columbite-tantalite, gold, wolframite and their derivatives, which are limited to tin, tantalum, tungsten and gold.
This report for the year ended December 31, 2017 is presented to comply with Rule 13p-1 under the Securities Exchange Act of 1934 (the “Rule”). The Rule was adopted by the Securities and Exchange Commission (the “SEC”) to implement reporting and disclosure requirements related to conflict minerals as directed by Section 1502 of the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010 (the “Dodd-Frank Act”). The Rule imposes certain reporting obligations on SEC registrants whose manufactured products contain conflict minerals that are necessary to the functionality or production of their products. “Conflict Minerals” are defined as cassiterite, columbite-tantalite, gold, wolframite and their derivatives, which are limited to tin, tantalum, tungsten and gold.
Based on information received to date, Dover Corporation (“Dover” or the “Company”) is unable to conclude whether the Conflict Minerals used in its products may have originated from the Democratic Republic of the Congo (the “DRC”) or adjoining countries (collectively, the DRC and adjoining countries are the “Covered Countries”) in circumstances that support armed groups in the region.
The information contained in this report is not audited.
The Company conducted a Reasonable Country of Origin Inquiry (“RCOI”) concerning Conflict Minerals included in its products.
 
I. Products

The Company’s products include a variety of industrial equipment as outlined below. These products, along with their manufacturing locations, are more fully described on its website, www.DoverCorporation.com.
Energy. Drilling and production equipment manufactured by the Company’s Energy segment includes tantalum, tin and gold associated with electronic components. Drilling and production products may include tantalum and tungsten where required for hardness. On May 8, 2018, the Company completed the spinoff of its upstream energy businesses into a standalone publicly traded company called Apergy Corporation. This report contains 2017 survey results for those businesses and their products.
Engineered Systems. Products in the Company’s Engineered Systems segment include electronic components that incorporate tantalum, tin and gold. Other product lines incorporate tungsten and tantalum where required for durability or strength.





Fluids. Products in the Company’s Fluids segment include electronic components that incorporate tantalum, tin and gold. Product lines incorporate tungsten and tantalum, as in the pump product lines, where required for durability.
Refrigeration and Food Equipment. Products manufactured in the Company’s Refrigeration and Food Equipment segment include electronic components that incorporate tantalum, tin and gold. Lighting in the refrigeration and food equipment may include tungsten. Other industrial product lines may include tantalum and tungsten where required for durability.

II. Policy

The Company has adopted a “conflict free” supply chain policy. The policy has been communicated to suppliers through the Company’s Supplier Code of Conduct, the Conflict Minerals survey process and through its efforts to implement related terms and conditions in supplier contracts. As part of its regular internal audit processes, the Company audits whether its operating companies have incorporated the Company’s Supplier Code of Conduct and approved terms and conditions into their standard documents.
The Company’s Conflict Minerals Policy is available on the Company’s website at:
http://www.dovercorporation.com/globalnavigation/about-dover/governance/conflict-minerals.

III. Design of the Due Diligence Process

The Company has undertaken to identify and assess the conflict mineral risk in its supply chain in accordance with The Organization for Economic Co-operation and Development (OECD) Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High Risk Areas, including the Supplement on Tin, Tantalum and Tungsten, and the Supplement on Gold (the “OECD Guidance”) and in accordance with the requirements of the Dodd-Frank Act. The Company’s activities are described in the five steps outlined in that OECD Guidance and in the Responsible Minerals Initiative’s (formerly the Conflict Free Sourcing Initiative) Five Practical Steps for Conflict Minerals Due Diligence and SEC Disclosure:

Step 1. Establish Strong Company Management Systems

In 2013, the Company appointed a steering committee within Dover to oversee the implementation of the OECD Guidance. That committee, comprised of senior executives, continues to oversee Conflict Minerals reporting compliance. To manage the day-to-day administration of the RCOI process, the Company appointed a separate Conflict Minerals team. In 2013, the Company retained a major accounting firm to assist it in the preliminary planning and initial execution of its RCOI in accordance with the standards set forth in the OECD Guidance, and selected, developed and implemented a survey tool and database functionality that allows it to receive, review and report on the results of its survey process. The Company has implemented a process to retain the information obtained through the survey tool for a period of not less than five years. In 2015, in anticipation of any requirement to obtain an audit of its Conflict Minerals disclosure, the Company retained a separate accounting firm to review its Conflict Minerals survey processes; however, the Company has not undertaken an audit, as permitted by guidance issued by the U.S. Securities and Exchange Commission. The company continues to utilize the management systems put in place in 2013, with some modifications to improve reporting and with updates to the supplier response format to comply with changes to the Responsible Minerals Initiative’s survey template.

Step 2. Identify and Assess Risks in the Supply Chain

The Conflict Minerals team engaged with operating company supply chain, operations and engineering personnel to determine the applicable categories of purchasing activity and to identify parts, materials and components which its operating companies reasonably expected may contain Conflict Minerals or where mineral content is unknown.
Based on data collected in 2012 through 2016, the Company was able to refine its process of identifying a list of suppliers to survey by not including on that list suppliers whose products were not incorporated into the Company’s products. By doing so, the Company was able to concentrate its 2017 survey efforts on relevant suppliers, including those with the highest risk and broadest impact on the Company’s operating companies, based on the largest spend within the Company’s supply chain.
The Company has issued surveys to 531 suppliers of parts, materials and components that potentially include Conflict Minerals based on classifications in the Company’s spend management system and information available through supply chain and engineering personnel. The Company followed up on survey responses that had





discrepancies or did not address the survey questions or where information provided by suppliers indicated potential sources within the Covered Countries.
In many cases, suppliers were unable to identify the smelters or countries of origin in their supply chain. Many suppliers responded to the survey at the company level, by providing information related to all of the items the supplier produces, without identifying smelters specific to the items purchased by the Company. A large number of the Company’s suppliers remain several steps removed from the ultimate smelter, or are unable to identify smelters specific to the products purchased by the Company, because of the number of lower level suppliers with incomplete information about their own sources.
In the 2017 survey responses, 149 suppliers identified smelters located in the Covered Countries for at least one of the 3TG metals.
The Company is aware that some of the smelters with identification numbers from the Responsible Business Alliance ("RBA," formerly the Electronic Industry Citizenship Coalition or "EICC") have not yet completed the RBA audit process or periodic reaudit processes. Smelters identified on an RBA active list have committed to participate in a certification program with respect to the sources of their raw materials.  Smelters on the active list are at various stages of the audit cycle, which may include post-audit corrective actions. RBA has indicated that the time it takes a smelter to complete an audit cycle varies. 
The Company has identified 236 smelters with RBA Conformant Smelter or Supplier identification numbers (the “RBA List”) from the information provided by its suppliers for the current year. It has also received 1,588 names of entities identified by suppliers as “smelters” that do not appear on the RBA List. The information provided for these entities is not adequate for the Company to verify that the identified entities are, in fact, smelters.
A number of suppliers have indicated that the Conflict Minerals included in their products come from recycled sources, but generally could not certify that all of the Conflict Minerals used come from recycled sources. The Company relies on its suppliers to conduct the intermediate due diligence of second, third or lower level suppliers, and based on the responses from suppliers in its inquiry, suppliers have not received sufficient information to be able to complete those inquiries to date.

Step 3. Design and Implement a Strategy to Respond to Identified Risks

The Company’s management is briefed on the status of due diligence efforts on a regular basis. The Company’s Conflict Minerals Policy has been distributed to the operating companies in each of the Company’s four segments and is being incorporated into contracts and purchase orders. The Company has developed a risk management plan that outlines the Company’s response to any identified risks related to sourcing of materials from the Covered Countries, although the Company is currently not aware of any circumstance where it has been necessary to consider implementing those risk mitigation efforts, and has not suspended trade or disengaged from a supplier. Where suppliers have not been able to provide information on smelters, the Company may have a risk that the smelters used by such suppliers are not compliant with its policy.

Step 4. Carry Out an Independent Third-Party Audit of Smelter’s or Refiner’s Due Diligence Practices

The Company currently does not engage in independent auditing of smelters or refiners identified in its supply chain. The Company is a member of the Responsible Minerals Initiative (“RMI”) and supports the auditing efforts of that organization through its financial support.

Step 5. Report Annually on Supply Chain Due Diligence

This Conflict Minerals Report constitutes our annual report on the Conflict Minerals due diligence of the Company. A copy of this Conflict Minerals Report is available on the Dover Corporation website at
https://www.dovercorporation.com/docs/libraries/governance/conflict-minerals/conflict-mineral-report-dec-31-2017.pdf.












IV. Results of the Company’s Due Diligence to Date1 

Dover’s survey tool was first developed, piloted and deployed during the 2013 calendar year. Surveys of operating company suppliers have been conducted beginning in 2013 and have continued through March 31, 2018. In conducting a “Reasonable Country of Origin Inquiry” for the period from January 1, 2017 through March 31, 2018, the Company reviewed and determined applicability of the RCOI process for suppliers that account for about 33.1% of its annualized materials related spend for 2017.
The Company received survey responses back from about 54.4% of the suppliers surveyed. About 60.6% of those respondents indicated that their products contain Conflict Minerals but cannot yet determine whether those Conflict Minerals originate in the Covered Countries for one or more of the 3TG minerals. Of those respondents, the following numbers identified 3TG minerals as being sourced from the Cover Countries: 17 identified gold, 32 identified tantalum, 45 identified tin and 33 identified tungsten. In all such cases, the smelters identified by suppliers are listed as participants in or compliant with the RBA review processes. Of the other suppliers that indicated one or more 3TG minerals were present in their products, 57 indicated that they were unable to identify any specific source or smelter associated with their supply chain for at least one of those minerals, including 48 suppliers of gold, 32 of tantalum, 38 of tin, and 31 of tungsten. Because most suppliers responded at the company level rather than at the part level, the Company cannot be sure whether the products it purchases from those suppliers include 3TG minerals sourced from the Covered Countries.
In addition, of the suppliers that returned surveys, 59 indicated they had identified all smelters related to tin, 34 had identified all smelters related to gold, 23 had identified all smelters related to tungsten and none could identify all of the smelters related to tantalum. While 146 suppliers indicated that they have developed corrective action plans, the number of suppliers that have taken corrective action was not clear from the survey responses.
Many suppliers responded to the surveys by providing information for Conflict Mineral content and smelters for all products they sell, without distinguishing those contents or smelters applicable to the products purchased by the Company from them. Accordingly, Dover is unable to determine specific smelters or sources that may be included in the products purchased from those suppliers. The Company continues to issue surveys to suppliers and follow-up on the information received in response to surveys.

The Company’s suppliers have provided information on smelters as part of surveys. Because the Company is a number of steps removed from the smelter sources and its suppliers are unable to link any specific smelter to the products and materials provided by those suppliers to the Company, the Company is unable to confirm that any of the smelter names provided are, in fact, sources of Conflict Minerals in the Company’s products. Based on these survey responses through March 31, 2018, the Company has identified 243 smelters from the RBA List. Such smelters are included in the list attached as Annex A to this Report. Suppliers have also provided over 5,700 names that the suppliers describe as “smelters” but could not be linked to smelters on the RBA List and may not, in fact, be smelters.
Dover is unable to determine where the Conflict Minerals included in its supply chain originate. As a result, Dover is unable to make a determination as to whether the Conflict Minerals included in its supply chain financed or benefited armed groups in the Covered Countries, or came from recycled or scrap sources, or to discern which of the identified facilities (smelters or refiners) process such Conflict Minerals.
Because the Company is several steps removed from smelters and mines, the Company must rely on suppliers in its supply chain to complete their own due diligence on country of origin.

V. Additional Steps of the Company to Mitigate Risks and Improve Due Diligence

The Company, through members of its Conflict Minerals team, participates in industry-wide programs to facilitate sharing of information about smelter programs and conflict-free sourcing, including the RMI.
 
 
1 Supplier responses include surveys issued and answers received by the Company in 2017 and through March 31, 2018. In determining spend, the Company has considered internal information through March 2018, for spend incurred in calendar year 2017, not including entities discontinued in 2017 and 2018 or those entities acquired during 2017, which are not integrated into the Company’s spend database.






The Company has considered processes for corrective actions including remediation or termination that may be taken where suppliers identify problematic sources of Conflict Minerals during the survey process. For specific suppliers, corrective actions may depend on factors such as vendor size, risk level, vendor capabilities and the Company’s ability to meet quality control requirements associated with customer specifications. To date, the Company has not undertaken remediation with any supplier. Because the Company is a number of steps removed from smelters within its supply chain, lack of information from suppliers on smelters continues to be a risk that the Company seeks to address.
The Company continues to implement Conflict Minerals contract clauses where appropriate for its suppliers. Those clauses are implemented on a going-forward basis. The Company’s Supplier Code of Conduct includes Conflict Minerals reporting requirements, and the Company’s operating companies are communicating those requirements to the supply chain.






ANNEX A

All Smelter Identification Numbers refer to CFS assigned numbers. 
Metal
Smelter Identification
Smelter Name
Smelter Country
Gold
CID000015
Advanced Chemical Company
UNITED STATES OF AMERICA
Gold
CID000019
Aida Chemical Industries Co., Ltd.
JAPAN
Gold
CID002560
Al Etihad Gold LLC
UNITED ARAB EMIRATES
Gold
CID000035
Allgemeine Gold-und Silberscheideanstalt A.G.
GERMANY
Gold
CID000041
Almalyk Mining and Metallurgical Complex (AMMC)
UZBEKISTAN
Gold
CID000058
AngloGold Ashanti Corrego do Sitio Mineracao
BRAZIL
Gold
CID000077
Argor-Heraeus S.A.
SWITZERLAND
Gold
CID000082
Asahi Pretec Corp.
JAPAN
Gold
CID000924
Asahi Refining Canada Ltd.
CANADA
Gold
CID000920
Asahi Refining USA Inc.
UNITED STATES OF AMERICA
Gold
CID000090
Asaka Riken Co., Ltd.
JAPAN
Gold
CID002850
AU Traders and Refiners
SOUTH AFRICA
Gold
CID000113
Aurubis AG
GERMANY
Gold
CID000128
Bangko Sentral ng Pilipinas (Central Bank of the Philippines)
PHILIPPINES
Gold
CID000157
Boliden AB
SWEDEN
Gold
CID000176
C. Hafner GmbH + Co. KG
GERMANY
Gold
CID000185
CCR Refinery - Glencore Canada Corporation
CANADA
Gold
CID000233
Chimet S.p.A.
ITALY
Gold
CID000328
Daejin Indus Co., Ltd.
KOREA, REPUBLIC OF
Gold
CID000401
Dowa
JAPAN
Gold
CID000359
DSC (Do Sung Corporation)
KOREA, REPUBLIC OF
Gold
CID000425
Eco-System Recycling Co., Ltd.
JAPAN
Gold
CID002561
Emirates Gold DMCC
UNITED ARAB EMIRATES
Gold
CID002459
Geib Refining Corporation
UNITED STATES OF AMERICA
Gold
CID002243
Gold Refinery of Zijin Mining Group Co., Ltd.
CHINA
Gold
CID000689
HeeSung Metal Ltd.
KOREA, REPUBLIC OF
Gold
CID000694
Heimerle + Meule GmbH
GERMANY
Gold
CID000707
Heraeus Metals Hong Kong Ltd.
CHINA
Gold
CID000711
Heraeus Precious Metals GmbH & Co. KG
GERMANY
Gold
CID000801
Inner Mongolia Qiankun Gold and Silver Refinery Share Co., Ltd.
CHINA
Gold
CID000807
Ishifuku Metal Industry Co., Ltd.
JAPAN
Gold
CID000814
Istanbul Gold Refinery
TURKEY
Gold
CID002765
Italpreziosi
ITALY
Gold
CID000823
Japan Mint
JAPAN
Gold
CID000855
Jiangxi Copper Co., Ltd.
CHINA
Gold
CID000927
JSC Ekaterinburg Non-Ferrous Metal Processing Plant
RUSSIAN FEDERATION
Gold
CID000929
JSC Uralelectromed
RUSSIAN FEDERATION
Gold
CID000937
JX Nippon Mining & Metals Co., Ltd.
JAPAN
Gold
CID000957
Kazzinc
KAZAKHSTAN
Gold
CID000969
Kennecott Utah Copper LLC
UNITED STATES OF AMERICA
Gold
CID000981
Kojima Chemicals Co., Ltd.
JAPAN
Gold
CID002605
Korea Zinc Co., Ltd.
KOREA, REPUBLIC OF





Gold
CID001029
Kyrgyzaltyn JSC
KYRGYZSTAN
Gold
CID001078
LS-NIKKO Copper Inc.
KOREA, REPUBLIC OF
Gold
CID002606
Marsam Metals
BRAZIL
Gold
CID001113
Materion
UNITED STATES OF AMERICA
Gold
CID001119
Matsuda Sangyo Co., Ltd.
JAPAN
Gold
CID001149
Metalor Technologies (Hong Kong) Ltd.
CHINA
Gold
CID001152
Metalor Technologies (Singapore) Pte., Ltd.
SINGAPORE
Gold
CID001147
Metalor Technologies (Suzhou) Ltd.
CHINA
Gold
CID001153
Metalor Technologies S.A.
SWITZERLAND
Gold
CID001157
Metalor USA Refining Corporation
UNITED STATES OF AMERICA
Gold
CID001161
Metalurgica Met-Mex Penoles S.A. De C.V.
MEXICO
Gold
CID001188
Mitsubishi Materials Corporation
JAPAN
Gold
CID001193
Mitsui Mining and Smelting Co., Ltd.
JAPAN
Gold
CID002509
MMTC-PAMP India Pvt., Ltd.
INDIA
Gold
CID001204
Moscow Special Alloys Processing Plant
RUSSIAN FEDERATION
Gold
CID001220
Nadir Metal Rafineri San. Ve Tic. A.?.
TURKEY
Gold
CID001220
Nadir Metal Rafineri San. Ve Tic. A.S.
TURKEY
Gold
CID001259
Nihon Material Co., Ltd.
JAPAN
Gold
CID002779
Ogussa Osterreichische Gold- und Silber-Scheideanstalt GmbH
AUSTRIA
Gold
CID001325
Ohura Precious Metal Industry Co., Ltd.
JAPAN
Gold
CID001326
OJSC "The Gulidov Krasnoyarsk Non-Ferrous Metals Plant" (OJSC Krastsvetmet)
RUSSIAN FEDERATION
Gold
CID000493
OJSC Novosibirsk Refinery
RUSSIAN FEDERATION
Gold
CID001352
PAMP S.A.
SWITZERLAND
Gold
CID001386
Prioksky Plant of Non-Ferrous Metals
RUSSIAN FEDERATION
Gold
CID001397
PT Aneka Tambang (Persero) Tbk
INDONESIA
Gold
CID001498
PX Precinox S.A.
SWITZERLAND
Gold
CID001512
Rand Refinery (Pty) Ltd.
SOUTH AFRICA
Gold
CID002510
Republic Metals Corporation
UNITED STATES OF AMERICA
Gold
CID001534
Royal Canadian Mint
CANADA
Gold
CID002761
SAAMP
FRANCE
Gold
CID001555
Samduck Precious Metals
KOREA, REPUBLIC OF
Gold
CID002777
SAXONIA Edelmetalle GmbH
GERMANY
Gold
CID001573
Schone Edelmetaal B.V.
NETHERLANDS
Gold
CID001585
SEMPSA Joyeria Plateria S.A.
SPAIN
Gold
CID001622
Shandong Zhaojin Gold & Silver Refinery Co., Ltd.
CHINA
Gold
CID001736
Sichuan Tianze Precious Metals Co., Ltd.
CHINA
Gold
CID002516
Singway Technology Co., Ltd.
TAIWAN, PROVINCE OF CHINA
Gold
CID001756
SOE Shyolkovsky Factory of Secondary Precious Metals
RUSSIAN FEDERATION
Gold
CID001761
Solar Applied Materials Technology Corp.
TAIWAN, PROVINCE OF CHINA
Gold
CID001798
Sumitomo Metal Mining Co., Ltd.
JAPAN
Gold
CID002580
T.C.A S.p.A
ITALY
Gold
CID001875
Tanaka Kikinzoku Kogyo K.K.
JAPAN
Gold
CID001916
The Refinery of Shandong Gold Mining Co., Ltd.
CHINA
Gold
CID001938
Tokuriki Honten Co., Ltd.
JAPAN
Gold
CID001955
Torecom
KOREA, REPUBLIC OF
Gold
CID001977
Umicore Brasil Ltda.
BRAZIL





Gold
CID002314
Umicore Precious Metals Thailand
THAILAND
Gold
CID001980
Umicore S.A. Business Unit Precious Metals Refining
BELGIUM
Gold
CID001993
United Precious Metal Refining, Inc.
UNITED STATES OF AMERICA
Gold
CID002003
Valcambi S.A.
SWITZERLAND
Gold
CID002030
Western Australian Mint (T/a The Perth Mint)
AUSTRALIA
Gold
CID002778
WIELAND Edelmetalle GmbH
GERMANY
Gold
CID002129
Yokohama Metal Co., Ltd.
JAPAN
Gold
CID002224
Zhongyuan Gold Smelter of Zhongjin Gold Corporation
CHINA
Tantalum
CID000092
Asaka Riken Co., Ltd.
JAPAN
Tantalum
CID000211
Changsha South Tantalum Niobium Co., Ltd.
CHINA
Tantalum
CID002504
D Block Metals, LLC
UNITED STATES OF AMERICA
Tantalum
CID000456
Exotech Inc.
UNITED STATES OF AMERICA
Tantalum
CID000460
F&X Electro-Materials Ltd.
CHINA
Tantalum
CID002505
FIR Metals & Resource Ltd.
CHINA
Tantalum
CID002558
Global Advanced Metals Aizu
JAPAN
Tantalum
CID002557
Global Advanced Metals Boyertown
UNITED STATES OF AMERICA
Tantalum
CID000616
Guangdong Zhiyuan New Material Co., Ltd.
CHINA
Tantalum
CID002544
H.C. Starck Co., Ltd.
THAILAND
Tantalum
CID002547
H.C. Starck Hermsdorf GmbH
GERMANY
Tantalum
CID002548
H.C. Starck Inc.
UNITED STATES OF AMERICA
Tantalum
CID002549
H.C. Starck Ltd.
JAPAN
Tantalum
CID002550
H.C. Starck Smelting GmbH & Co. KG
GERMANY
Tantalum
CID002545
H.C. Starck Tantalum and Niobium GmbH
GERMANY
Tantalum
CID002492
Hengyang King Xing Lifeng New Materials Co., Ltd.
CHINA
Tantalum
CID002512
Jiangxi Dinghai Tantalum & Niobium Co., Ltd.
CHINA
Tantalum
CID002842
Jiangxi Tuohong New Raw Material
CHINA
Tantalum
CID000914
JiuJiang JinXin Nonferrous Metals Co., Ltd.
CHINA
Tantalum
CID000917
Jiujiang Nonferrous Metals Smelting Company Limited
CHINA
Tantalum
CID002506
Jiujiang Zhongao Tantalum & Niobium Co., Ltd.
CHINA
Tantalum
CID002539
KEMET Blue Metals
MEXICO
Tantalum
CID002568
KEMET Blue Powder
UNITED STATES OF AMERICA
Tantalum
CID000973
King-Tan Tantalum Industry Ltd.
CHINA
Tantalum
CID001076
LSM Brasil S.A.
BRAZIL
Tantalum
CID001163
Metallurgical Products India Pvt., Ltd.
INDIA
Tantalum
CID001175
Mineracao Taboca S.A.
BRAZIL
Tantalum
CID001192
Mitsui Mining and Smelting Co., Ltd.
JAPAN
Tantalum
CID001277
Ningxia Orient Tantalum Industry Co., Ltd.
CHINA
Tantalum
CID001200
NPM Silmet AS
ESTONIA
Tantalum
CID002847
Power Resources Ltd.
MACEDONIA, THE FORMER YUGOSLAV REPUBLIC OF
Tantalum
CID001508
QuantumClean
UNITED STATES OF AMERICA
Tantalum
CID002707
Resind Industria e Comercio Ltda.
BRAZIL
Tantalum
CID001769
Solikamsk Magnesium Works OAO
RUSSIAN FEDERATION
Tantalum
CID001869
Taki Chemical Co., Ltd.
JAPAN
Tantalum
CID001891
Telex Metals
UNITED STATES OF AMERICA
Tantalum
CID001969
Ulba Metallurgical Plant JSC
KAZAKHSTAN
Tantalum
CID002508
XinXing HaoRong Electronic Material Co., Ltd.
CHINA





Tantalum
CID002307
Yichun Jin Yang Rare Metal Co., Ltd.
CHINA
Tin
CID000292
Alpha
UNITED STATES OF AMERICA
Tin
CID000228
Chenzhou Yunxiang Mining and Metallurgy Co., Ltd.
CHINA
Tin
CID001070
China Tin Group Co., Ltd.
CHINA
Tin
CID002570
CV Ayi Jaya
INDONESIA
Tin
CID002592
CV Dua Sekawan
INDONESIA
Tin
CID000306
CV Gita Pesona
INDONESIA
Tin
CID000313
CV Serumpun Sebalai
INDONESIA
Tin
CID002593
CV Tiga Sekawan
INDONESIA
Tin
CID000315
CV United Smelting
INDONESIA
Tin
CID002455
CV Venus Inti Perkasa
INDONESIA
Tin
CID000402
Dowa
JAPAN
Tin
CID000438
EM Vinto
BOLIVIA (PLURINATIONAL STATE OF)
Tin
CID000468
Fenix Metals
POLAND
Tin
CID002848
Gejiu Fengming Metallurgy Chemical Plant
CHINA
Tin
CID002859
Gejiu Jinye Mineral Company
CHINA
Tin
CID000942
Gejiu Kai Meng Industry and Trade LLC
CHINA
Tin
CID000538
Gejiu Non-Ferrous Metal Processing Co., Ltd.
CHINA
Tin
CID001908
Gejiu Yunxin Nonferrous Electrolysis Co., Ltd.
CHINA
Tin
CID003116
Guangdong Hanhe Non-Ferrous Metal Co., Ltd.
CHINA
Tin
CID002849
Guanyang Guida Nonferrous Metal Smelting Plant
CHINA
Tin
CID000760
Huichang Jinshunda Tin Co., Ltd.
CHINA
Tin
CID000244
Jiangxi Ketai Advanced Material Co., Ltd.
CHINA
Tin
CID002468
Magnu's Minerais Metais e Ligas Ltda.
BRAZIL
Tin
CID001105
Malaysia Smelting Corporation (MSC)
MALAYSIA
Tin
CID002500
Melt Metais e Ligas S.A.
BRAZIL
Tin
CID001142
Metallic Resources, Inc.
UNITED STATES OF AMERICA
Tin
CID001173
Mineracao Taboca S.A.
BRAZIL
Tin
CID001182
Minsur
PERU
Tin
CID001191
Mitsubishi Materials Corporation
JAPAN
Tin
CID001314
O.M. Manufacturing (Thailand) Co., Ltd.
THAILAND
Tin
CID002517
O.M. Manufacturing Philippines, Inc.
PHILIPPINES
Tin
CID001337
Operaciones Metalurgical S.A.
BOLIVIA (PLURINATIONAL STATE OF)
Tin
CID000309
PT Aries Kencana Sejahtera
INDONESIA
Tin
CID001399
PT Artha Cipta Langgeng
INDONESIA
Tin
CID002503
PT ATD Makmur Mandiri Jaya
INDONESIA
Tin
CID001402
PT Babel Inti Perkasa
INDONESIA
Tin
CID002776
PT Bangka Prima Tin
INDONESIA
Tin
CID001419
PT Bangka Tin Industry
INDONESIA
Tin
CID001421
PT Belitung Industri Sejahtera
INDONESIA
Tin
CID001428
PT Bukit Timah
INDONESIA
Tin
CID001434
PT DS Jaya Abadi
INDONESIA
Tin
CID001438
PT Eunindo Usaha Mandiri
INDONESIA
Tin
CID002530
PT Inti Stania Prima
INDONESIA
Tin
CID001448
PT Karimun Mining
INDONESIA





Tin
CID002829
PT Kijang Jaya Mandiri
INDONESIA
Tin
CID002870
PT Lautan Harmonis Sejahtera
INDONESIA
Tin
CID002835
PT Menara Cipta Mulia
INDONESIA
Tin
CID001453
PT Mitra Stania Prima
INDONESIA
Tin
CID002757
PT O.M. Indonesia
INDONESIA
Tin
CID001457
PT Panca Mega Persada
INDONESIA
Tin
CID001458
PT Prima Timah Utama
INDONESIA
Tin
CID001460
PT Refined Bangka Tin
INDONESIA
Tin
CID001463
PT Sariwiguna Binasentosa
INDONESIA
Tin
CID001468
PT Stanindo Inti Perkasa
INDONESIA
Tin
CID002816
PT Sukses Inti Makmur
INDONESIA
Tin
CID001471
PT Sumber Jaya Indah
INDONESIA
Tin
CID001477
PT Timah (Persero) Tbk Kundur
INDONESIA
Tin
CID001482
PT Timah (Persero) Tbk Mentok
INDONESIA
Tin
CID001490
PT Tinindo Inter Nusa
INDONESIA
Tin
CID001493
PT Tommy Utama
INDONESIA
Tin
CID002706
Resind Industria e Comercio Ltda.
BRAZIL
Tin
CID001539
Rui Da Hung
TAIWAN
Tin
CID001758
Soft Metais Ltda.
BRAZIL
Tin
CID001898
Thaisarco
THAILAND
Tin
CID002036
White Solder Metalurgia e Mineracao Ltda.
BRAZIL
Tin
CID002158
Yunnan Chengfeng Non-ferrous Metals Co., Ltd.
CHINA
Tin
CID002180
Yunnan Tin Company Limited
CHINA
Tungsten
CID000004
A.L.M.T. TUNGSTEN Corp.
JAPAN
Tungsten
CID002833
ACL Metais Eireli
BRAZIL
Tungsten
CID002502
Asia Tungsten Products Vietnam Ltd.
VIET NAM
Tungsten
CID002513
Chenzhou Diamond Tungsten Products Co., Ltd.
CHINA
Tungsten
CID000258
Chongyi Zhangyuan Tungsten Co., Ltd.
CHINA
Tungsten
CID000499
Fujian Jinxin Tungsten Co., Ltd.
CHINA
Tungsten
CID000875
Ganzhou Huaxing Tungsten Products Co., Ltd.
CHINA
Tungsten
CID002315
Ganzhou Jiangwu Ferrotungsten Co., Ltd.
CHINA
Tungsten
CID002494
Ganzhou Seadragon W & Mo Co., Ltd.
CHINA
Tungsten
CID000568
Global Tungsten & Powders Corp.
UNITED STATES OF AMERICA
Tungsten
CID000218
Guangdong Xianglu Tungsten Co., Ltd.
CHINA
Tungsten
CID002542
H.C. Starck Smelting GmbH & Co. KG
GERMANY
Tungsten
CID002541
H.C. Starck Tungsten GmbH
GERMANY
Tungsten
CID000766
Hunan Chenzhou Mining Co., Ltd.
CHINA
Tungsten
CID002579
Hunan Chuangda Vanadium Tungsten Co., Ltd. Wuji
CHINA
Tungsten
CID000769
Hunan Chunchang Nonferrous Metals Co., Ltd.
CHINA
Tungsten
CID002649
Hydrometallurg, JSC
RUSSIAN FEDERATION
Tungsten
CID000825
Japan New Metals Co., Ltd.
JAPAN
Tungsten
CID002551
Jiangwu H.C. Starck Tungsten Products Co., Ltd.
CHINA
Tungsten
CID002321
Jiangxi Gan Bei Tungsten Co., Ltd.
CHINA
Tungsten
CID002318
Jiangxi Tonggu Non-ferrous Metallurgical & Chemical Co., Ltd.
CHINA
Tungsten
CID002317
Jiangxi Xinsheng Tungsten Industry Co., Ltd.
CHINA
Tungsten
CID002535
Jiangxi Xiushui Xianggan Nonferrous Metals Co., Ltd.
CHINA





Tungsten
CID002316
Jiangxi Yaosheng Tungsten Co., Ltd.
CHINA
Tungsten
CID000966
Kennametal Fallon
UNITED STATES OF AMERICA
Tungsten
CID000105
Kennametal Huntsville
UNITED STATES OF AMERICA
Tungsten
CID002319
Malipo Haiyu Tungsten Co., Ltd.
CHINA
Tungsten
CID002845
Moliren Ltd.
RUSSIAN FEDERATION
Tungsten
CID002589
Niagara Refining LLC
UNITED STATES OF AMERICA
Tungsten
CID002543
Nui Phao H.C. Starck Tungsten Chemicals Manufacturing LLC
VIET NAM
Tungsten
CID002827
Philippine Chuangxin Industrial Co., Inc.
PHILIPPINES
Tungsten
CID002815
South-East Nonferrous Metal Company Limited of Hengyang City
CHINA
Tungsten
CID001889
Tejing (Vietnam) Tungsten Co., Ltd.
VIET NAM
Tungsten
CID002724
Unecha Refractory metals plant
RUSSIAN FEDERATION
Tungsten
CID002011
Vietnam Youngsun Tungsten Industry Co., Ltd.
VIET NAM
Tungsten
CID002044
Wolfram Bergbau und Hutten AG
AUSTRIA
Tungsten
CID002843
Woltech Korea Co., Ltd.
KOREA, REPUBLIC OF
Tungsten
CID002320
Xiamen Tungsten (H.C.) Co., Ltd.
CHINA
Tungsten
CID002082
Xiamen Tungsten Co., Ltd.
CHINA
Tungsten
CID002830
Xinfeng Huarui Tungsten & Molybdenum New Material Co., Ltd.
CHINA
Tungsten
CID002095
Xinhai Rendan Shaoguan Tungsten Co., Ltd.
CHINA